Notice of Commission Approval - Proposed IDA Policy No. 4 Minimum Standards for Institutional Account Opening, Operation and Supervision
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Notice of Commission Approval - Housekeeping Amendments to IDA By-law 15 - Association Accounts and Funds and Execution of Instruments
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Proposed IDA Policy No. 4 - Minimum Standards for Institutional Account Opening, Operation and Supervision
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Investment Dealers Association of Canada - By-Law 15 - Association Accounts and Funds and Execution of Instruments
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IDA Proposed Amendments to the Insurance Requirements - Regulation 400
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IDA Regulation 100.5 Capital Requirements for Certain Private Placements of Restricted Securities during the Distribution Period
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Notice of Commission Approval - Housekeeping Amendments to IDA Regulation 100.8 - Commodity Futures Contracts
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Appendix 2 – Consolidated Rules and UMIR, Dealer Member Rule, Rule of Practice and Procedure, Transition Rule and General By-law Equivalents – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval: Surrender of Investment Dealers Association of Canada (IDA) and Market Regulation Services (RS) Recognition Orders
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Amended and Restated Recognition Order of IDA
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IDA By-law No. 18.8 – Definition of “Non-Retail Clients” – Withdrawal of Proposed Rule Amendment
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IDA Regulation 200.1(c) – Requirement to Send Quarterly Statements to Clients – Withdrawal of Proposed Rule Amendment
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Extension of Comment Period for Proposed IDA Rules to Implement the Core Principles of the Client Relationship Model
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Notice of Commission Approval – Housekeeping Amendments to IDA Regulations 100.2(j) and 100.2(k)
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IDA Swap Arrangements Involving Regulated Entities – IDA Regulations 100.2(j) and 100.2(k)
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IDA Regulation 100.4E - Offsets Between Strip Coupon Positions and / or Residual Debt Positions
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IDA Amendments to Complaint Handling Requirements - Client Complaint Handling Rule and Guidance Note and Amendments to By-laws 19 and 37 and Policy No. 2
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Notice of Commission Approval - Proposed Amendments to IDA Policy 6, Part III - Continuing Education Program
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Notice of Commission Approval - Proposed Amendments to IDA By-Law 38 and Policy 6, Part I - Chief Compliance Officer Qualifying Examination
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IDA Regulation 200.1(h) - Confirmation for Externally Managed Account Transactions - Withdrawal of Proposed Rule Amendment
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