Notice of Minister of Finance Approval Memorandum of Understanding regarding the oversight of Market Regulation Services Inc.
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MOU between OSC, BCSC, ASC, CVMQ and MSC
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IIROC Notice 14-0214 – Client Relationship Model – Phase 2 Performance reporting and fee / charge disclosure amendments to Dealer Member Rule 200 and to Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Proposed Continuance under Canada Not-for-Profit Corporations Act – Investment Industry Regulatory Organization of Canada (IIROC)
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RS Market Integrity Notice - Request for Comments - Provisions Respecting the "Best Price" Obligation
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RS Market Integrity Notice - Amendment Approval - Provisions Respecting "Off-Marketplace" Trades
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Market Regulation Services Inc. - Notice of Commission Approval of RS Proposal - Allocation of Costs - First Group
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RS Notice - Commission Approval of RS Proposal - Allocation of Costs - First Group
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RS Market Integrity Notice - Request for Comments - Provisions Respecting the Assignment of Identifiers and Symbols
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RS Market Integrity Notice - Guidance - Designation of Additional Exchange-Traded Funds
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RS Market Integrity Notice - Request for Comments - Provisions Respecting Short Sales and Failed Trades
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Joint Canadian Securities Administrators / Market Regulation Services Inc. Notice on Trade-Through Protection, Best Execution and Access to Marketplaces
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Notice of Commission Approval – Material Amendments to CDS Rules – Termination of FINet – CDS Clearing and Depository Services Inc.
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RS Market Integrity Notice - Notice of Amendment Approval - Provisions Respecting Competitive Marketplaces
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Notice of Commission Approval – Amendments to By-law No. 1 – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Trade Confirmation and Matching Compliance as per IIROC Dealer Member Rules 800.49 and 200.1(h) changes – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Procedures – Amendments to the Buy-in Process – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Termination of FINnet – CDS Clearing and Depository Services Inc.
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RS Market Integrity Notice - Amendment Approval - Provisions Respecting Competitive Marketplaces
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Notice and Request for Comments – Material Amendments to CDS Rules – Termination of FINet – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
