Notice of Commission Deemed Approval – Housekeeping Amendments to Mutual Fund Dealer Form 1 – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Approval – Amendments to UMIR and IDPC Rules to Facilitate the Investment Industry’s Move to T+1 Settlement – Canadian Investment Regulatory Organization (CIRO)
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Notice of Material Rule Submission – Proposed Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the CDCC Regarding the Implementation of the Secured General Collateral (SGC) Repurchase Transaction – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Exemption Order – The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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Notice and Request for Comment - Application for Exemption from Recognition as an Exchange - SpectrAxe, LLC
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Notice of Approval – Introduction of New Functionality for PureStream on CXD – Nasdaq CXC Limited
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Notice and Request for Comment – Application for Exemption From Recognition as an Exchange – Refinitiv Transaction Services Limited
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Request for Comment – Republication of Proposed Amendments Regarding Margin Requirements for Structured Products – Canadian Investment Regulatory Organization (CIRO)
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Notice and Request for Comment – Application by Aequitas Innovations Inc. and Neo Exchange Inc. for Variation of Recognition as Exchanges to Reflect Proposed Amalgamation of Aequitas Innovations Inc., Neo Exchange Inc., and TriAct Canada Marketplace LP into Cboe Canada Inc.
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Request for Comment – Republication of Proposed Amendments Respecting the Derivatives Rule Modernization, Stage 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Revocation Order – MarketAxess SEF Corporation
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Notice of Approval – Trading Policies Amendments – Neo Exchange Inc.
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Request for Comment – Republication of Proposed Amendments Relating to Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Deemed Approval – Housekeeping Amendments Respecting Registration Information Requirements, Outside Activity Reporting and Updated Filing Deadlines – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Housekeeping Rule Amendments to the TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
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Notice of Commission Variation Order – Variation of the Recognition Order of Nasdaq CXC Limited and Ensoleillement Inc.
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Notice and Request for Comment – Application by Aequitas Innovations, Inc. and Neo Exchange, Inc. for Variation of Recognition as Exchanges to Reflect Proposed Acquisition by Cboe Canada Holdings, ULC
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OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of the CDCC with Respect to the Base Initial Margin Model for Fixed Income Products – Canadian Derivatives Clearing Corporation (CDCC)
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Variation of Commission Order - Nodal Exchange, LLC
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Bloomberg Cover Notice – Bloomberg Tradebook Singapore Pte Ltd and Bloomberg Tradebook Canada Company
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