Notice of Commission Order - Application for Exemptive Relief - 360 Trading Networks Inc., et al.
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OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – SS&C Technologies Canada Corp. and SS&C Technologies Holdings, Inc.
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Rizwan Awan & James Ehrensperger (BMO Capital Markets)
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Establishment and Amendment of IDA Rules to Implement the Core Principles of the Client Relationship Model
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IDA Regulation 100.4E - Offsets Between Strip Coupon Positions and / or Residual Debt Positions
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IDA Amendments to Complaint Handling Requirements - Client Complaint Handling Rule and Guidance Note and Amendments to By-laws 19 and 37 and Policy No. 2
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Notice of Commission Approval - Proposed Amendments to IDA Policy 6, Part III - Continuing Education Program
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Notice of Commission Approval - Proposed Amendments to IDA By-Law 38 and Policy 6, Part I - Chief Compliance Officer Qualifying Examination
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IDA Regulation 200.1(h) - Confirmation for Externally Managed Account Transactions - Withdrawal of Proposed Rule Amendment
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Notice of Commission Approval - Amendments to IDA By-laws 10.1 and 10.4 - Board of Directors, National Advisory Committee
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Notice of Commission Approval - IDA Amendments to Regulations 100.9 and 100.10 to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities
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Meetings and Investment Dealers Association - Amendments to IDA By-laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings
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IDA Amendments to Regulations 100.9 and 100.10 to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities
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IDA Amendments to By-law 20 - Elimination of the IDA Appeal Panel and Changes to Continuing Jurisdiction Provisions
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IDA ByLaw No. 28 Discretionary Fund
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IDA By-Laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings - Withdrawal of Proposed Rule Amendment
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IDA By-Laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings
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IDA Amendments to Form No. 2, Regulation 1300.2 and Policy Nos. 2, 4, and 9
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Notice of Commission Approval - Amendments to By-Law 2 - Eliminating the Reference to District Association Auditors and Other Housekeeping Amendments
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Amendments to IDA By-law 2 Eliminating the Reference to District Association Auditors and Other Housekeeping Amendments
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