Notice of Commission Approval – Housekeeping Amendments to IDA Form 1, Part II Auditors’ Report
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Amendments to IDA Policy 6 Parts I and II Regarding Wealth Management Essentials Course, and Policy 6 Part I Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers
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Housekeeping Amendments to IDA Form 1, Part II Auditors Report
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Notice of Commission Approval – IDA Amendments to Regulation 100.5 Capital Requirements for Certain Private Placements of Restricted Securities during the Distribution Period
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IDA Regulation and Policy No. 6, Part I. - Trader Registration
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Notice of Commission Approval - IDA Amendments to Regulation 100.4C and 100.4K - Offset Positions in Canadian Debt Securities and Related Futures Contracts
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Notice of Commission Approval - Housekeeping Amendments to IDA By-laws 10.26, 10.27 and 10.28 - member Regulation Oversight Committee and Additional Board Committees
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IDA By-Laws 10.26, 10.27 and 10.28 - Member Regulation Oversight Committee and Additional Board Committees
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Notice of Commission Approval - Proposed IDA Policy No. 4 Minimum Standards for Institutional Account Opening, Operation and Supervision
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Notice of Commission Approval - Housekeeping Amendments to IDA By-law 15 - Association Accounts and Funds and Execution of Instruments
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Proposed IDA Policy No. 4 - Minimum Standards for Institutional Account Opening, Operation and Supervision
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Investment Dealers Association of Canada - By-Law 15 - Association Accounts and Funds and Execution of Instruments
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Notice of Commission Approval - IDA Amendments to Regulations 100.4A, 100.4B, 100.4C, 100.4D, 100.4E and 100.4K - Extending Debt Offsets to Customer Positions
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IDA - Amendment to Policy 6, Part III
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Notice of Commission Approval - Housekeeping Amendments to IDA Regulations 100.2(d) and 100.13
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Notice of Commission Approval - IDA Proposed Housekeeping Amendments to Regulations 100.2(d) and 100.13
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Housekeeping Amendments to MFDA Rule 5.3 (Client Reporting) and MFDA Policy No. 7 (Performance Reporting) – Mutual Fund Dealers Association of Canada (MFDA)
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OSC Staff Notice of Approval – Amendments to the Universal Market Integrity Rules Respecting Dark Liquidity – Investment Industry Regulatory Organization of Canada (IIROC)
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Corporate Resolution – RE: Proposed Housekeeping amendments re: CRM2 – Mutual Fund Dealers Association of Canada (MFDA)
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Guidance Note – IIROC Rules Notice 12-0109 – Know your Client and Suitability – Investment Industry Regulatory Organization of Canada (IIROC)
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