Ontario Securities Commission — Ontario Instrument 13-510 - Temporary Exemption from the Late Fee under Subsection 6.4(1) of Ontario Securities Commission Rule 13-502 Fees for the Late Filing of a Form 33-109F5 to Amend Item 10 of Form 33-109F4, which includes Disclosure Requirements in respect of Certain Outside Activities
Documents d'Instruments, règles et politiques
Notice of General Order – Ontario Instrument 13-511 Temporary Exemption from the Late Fee under Section 3.3 of Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees for the Late Filing of a Form 33-506F5 to Amend Item 10 of Form 33-506F4, which includes Disclosure Requirements in respect of Certain Outside Activities
Documents d'Instruments, règles et politiques
Ontario Securities Commission — Ontario Instrument 13-511 -Temporary Exemption from the Late Fee under Section 3.3 of Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees for the Late Filing of a Form 33-506F5
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-332 Crypto Asset Trading Platforms: Pre-Registration Undertakings – Changes to Enhance Canadian Investor Protection
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 45-106 Prospectus Exemptions relating to the Offering Memorandum Prospectus Exemption
Documents d'Instruments, règles et politiques
CSA Staff Notice 25-309 Matters Relating to Cessation of CDOR and Expected Cessation of Bankers’ Acceptances
Documents d'Instruments, règles et politiques
CSA Staff Notice 23-330 Order Protection Rule: Market Share Threshold
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National Instrument 45-106 Prospectus Exemptions
Documents d'Instruments, règles et politiques
Companion Policy 45-106CP Prospectus Exemptions
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CSA Staff Notice 45-329 Guidance for using the start-up crowdfunding registration and prospectus exemptions
Documents d'Instruments, règles et politiques
Notice of Coming into Force – Repeal and Replacement of OSC Rule 13-502 Fees, Repeal and Replacement of OSC Rule 13-503 (Commodity Futures Act) Fees, and Consequential Amendments to OSC Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-737 (Revised) – Securities Advisory Committee – Vacancies
Documents d'Instruments, règles et politiques
Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
Notice of Coming into Force – OSC Rule 32-506 (Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers – Amendment to OSC Rule 91-502 Trades in Recognized Options under the Securities Act
Documents d'Instruments, règles et politiques
CSA Staff Notice and Request for Comment 25-305 - Application for Approval of the New Investor Protection Fund: Appendix C – Draft MOU among the Regulators regarding oversight of the New IPF
Documents d'Instruments, règles et politiques
CSA Staff Notice and Request for Comment 25-304 - Application for Recognition of New Self-Regulatory Organization: Appendix C – Draft MOU among the Recognizing Regulators regarding oversight of the New SRO
Documents d'Instruments, règles et politiques
Implementation Guide to Amendments to National Instrument 33-109: Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines
Documents d'Instruments, règles et politiques
Registration Information Amendments (Commodity Futures Act) - December 16, 2021 - Appendix C – Blackline of OSC Rule 33-506
Documents d'Instruments, règles et politiques
Notice of Adoption – OSC Rule 32-506 (Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers; Amendment to OSC Rule 91-502 Trades in Recognized Options under the Securities Act
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives
Documents d'Instruments, règles et politiques
