CSA Staff Notice 21-318 Information Processor for Corporate Debt Securities
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-319 Data Fees Methodology
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CSA Staff Notice 21-320 Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency
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CSA Staff Notice 21-321 Markets in Financial Instruments Directive (MiFID II) - Share Trading Obligation and its Application to Canadian Securities
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-322 Applicability of Regulation to the Operation of MTFs or OTFs in Canada
Documents d'Instruments, règles et politiques
CSA Staff Notice and Request for Comment 21-323 - Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to NI 21-101
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[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice 21-324 Information Processor for Exchange-Traded Securities other than Options
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-325 Follow-up on Marketplace Systems Incidents
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 62-103 The Early Warning System And Related Take-Over Bid And Insider Reporting Issues
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 14-101 Definitions
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 81-102 Investment Funds
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 94-102 Derivatives: Customer Clearing And Protection Of Customer Collateral And Positions
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Ontario Securities Commission Rule 14-501 Definitions
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Unofficial Consolidation: Rule 45-501 Ontario Prospectus and Registration Exemptions
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 31-103F1 Calculation of Excess Working Capital
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-102 Investment Funds
Documents d'Instruments, règles et politiques
CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and
Potential Impact on Canadian Capital Markets
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Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations - Dispute Resolution Services
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations – Prohibition on the Use of Chargebacks in the Distribution of Investment Fund Securities
Documents d'Instruments, règles et politiques
