Unofficial Consolidation: National Instrument 33-105 Underwriting Conflicts - September 8, 2015
Documents d'Instruments, règles et politiques
CSA Consultation Paper 21-403 – Access to Real-Time Market Data
Documents d'Instruments, règles et politiques
CSA Staff Notice 96-303 Derivatives Data Reporting Transition Guidance
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex A - Replacement OSC Rule 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex B - Blackline comparing repealed OSC Rule 13-502 Fees with the replacement OSC Rule 13-502 Fees set out in Annex A
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex C - Replacement Companion Policy 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex D - Blackline comparing current Companion Policy 13-502 Fees with the replacement Companion Policy 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex E- Replacement OSC Rule 13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex F - Blackline comparing OSC Rule 13-503 Fees with the replacement OSC Rule13-503 Fees set out in Annex E
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex G - Replacement Companion Policy13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex H - Blackline comparing current Companion Policy 13-503 Fees with the replacement Companion Policy 13-503 Fees
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Policy 62-203 Take-Over Bids and Issuer Bids
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 35-101F1 Form of Submission to Jurisdiction and Appointment of Agent for Service of Process by Broker-Dealer
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-796 - Digital Engagement Practices in Retail Investing: Gamification and Other Behavioural Techniques
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of OSC Rule 33-508 Extension to Ontario Instrument 33-507 Exemption From Underwriting Conflict Disclosure Requirements
Documents d'Instruments, règles et politiques
OSC Staff Notice 91-705 - Draft OSC Derivatives Data Technical Manual
Documents d'Instruments, règles et politiques
OSC Rule 33-508 Extension to Ontario Instrument 33-507 Exemption From Underwriting Conflict Disclosure Requirements
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-331 Information Processor for Exchange-Traded Securities other than Options
Documents d'Instruments, règles et politiques
CSA Staff Notice 11-345 – Extension of Comment Period – CSA Consultation Paper 43-401 Consultation on National Instrument 43-101 Standards of Disclosure for Mineral Projects
Documents d'Instruments, règles et politiques
