CSA Notice of Approval - Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Amendments to NI 21-101 Marketplace Operation and Related CP
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
CSA Notice of Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions
Documents d'Instruments, règles et politiques
Ontario Securities Commission Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Notice of General Order – Ontario Instrument 51-505 Temporary Exemption from Certain Corporate Finance Requirements with Deadlines during the Period from June 2 to August 31, 2020
Documents d'Instruments, règles et politiques
General Order - Ontario Instrument 81-505 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines during the period from June 2 to September 30, 2020
Documents d'Instruments, règles et politiques
Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD
Documents d'Instruments, règles et politiques
Notice of General Order – Ontario Instrument 81-504 Temporary Exemption from Borrowing Limits to Accommodate Redemption Requests of Mutual Funds
Documents d'Instruments, règles et politiques
CSA Notice 31-357 – Blanket Orders/Class Orders in respect of Certain Client Focused Reforms Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
OSC Notice of General Order – Relief in respect of Client Focused Reforms Conflict of Interest Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
OSC Notice of General Order – Relief in respect of Client Focused Reforms Relationship Disclosure Information Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
OSC Staff Notice 51-731 Corporate Finance Branch 2020 Annual Report
Documents d'Instruments, règles et politiques
CSA Staff Notice 25-302 Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks
Documents d'Instruments, règles et politiques
Proposed OSC Rule 32-506 (Under the Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers – Proposed Amendment to OSC Rule 91-502 Trades in Recognized Options under the Securities Act
Documents d'Instruments, règles et politiques
OSC Notice of General Order – Ontario Instrument 48-503 Temporary Exemption from Certain Provisions of Ontario Securities Commission Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions
Documents d'Instruments, règles et politiques
CSA Consultation Paper 25-403 – Activist Short Selling
Documents d'Instruments, règles et politiques
OSC Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages
Documents d'Instruments, règles et politiques
Ontario Instrument 48–503 Temporary Exemption from Certain Provisions of Ontario Securities Commission Rule 48 501 Trading during Distributions, Formal Bids and Share Exchange Transactions
Documents d'Instruments, règles et politiques
CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2021
Documents d'Instruments, règles et politiques
CSA Staff Notice 55-317 - Automatic Securities Disposition Plans
Documents d'Instruments, règles et politiques
