CIRO Rule Review Fil d'Ariane Accueil CIRO Rule Review Component Menu Left Sidebar Secteur Inscription et conformité Innovation à la CVMO Entreprises Fonds d’investissement Réglementation des marchés Dérivés L’intelligence artificielle (IA) SEDAR+ 2025 le 17 avril 2025 Notice of Commission Approval – Proficiency Model for Approved Persons under the Investment Dealer and Partially Consolidated Rules – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 27 mars 2025 Notice of Withdrawal – Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 27 mars 2025 Request for Comment – Rule Consolidation Project – Phase 5 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 27 février 2025 Request for Comment – Proposed Amendments to UMIR Respecting Contingent Derivative Orders – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 30 janvier 2025 Notice of Commission Approval – Integrated Fee Model – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 9 janvier 2025 Request for Comment – Proposed Amendments Respecting Mandatory Close-Out Requirements – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet 2024 le 19 décembre 2024 Request for Comment – Proposed Amendments to Harmonize CIRO Continuing Education Programs – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 12 décembre 2024 Request for Comment – Proposed Amendments to UMIR Respecting Trading Increments – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 5 décembre 2024 Notice of Commission Approval – Amendments to UMIR Respecting the Reasonable Expectation to Settle a Short Sale – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 17 octobre 2024 Request for Comment – Rule Consolidation Project – Phase 4 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 10 octobre 2024 Notice of Commission Deemed Approval – Housekeeping Amendment to Canadian Investment Regulatory Organization (CIRO) Investment Dealer and Partially Consolidate (IDPC) Rule 2603(2) – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 10 octobre 2024 Request for Comment – Proposed Amendments Respecting Enhanced Cost Reporting – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 18 juillet 2024 Request for Comment – Proposed Amendments to UMIR Respecting Net Asset Value Orders and Intentional Crosses – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 4 juillet 2024 Request for Comment – Proposed Proficiency Model – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 27 juin 2024 Notice of Commission Approval – Canadian Investment Regulatory Organization (CIRO) – Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 25 avril 2024 Request for Comment - Proposed Integrated Fee Model - Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 18 avril 2024 Request for Comment – Rule Consolidation Project – Phase 3 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 22 février 2024 Notice of Commission Approval – Amendments Regarding Margin Requirements for Structured Products – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 22 février 2024 Notice of Commission Deemed Approval – Housekeeping Amendments to the Auditor’s Report and Agreed-upon Procedures Report – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 15 février 2024 Request for Comment – Proposed Rule Amendments Respecting Fully Paid Securities Lending and Financing Arrangements – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 18 janvier 2024 Notice of Commission Approval - Derivatives Rule Modernization, Stage 1 - Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 11 janvier 2024 Request for Comment – Proposed Amendments to UMIR Respecting the Reasonable Expectation to Settle a Short Sale – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 11 janvier 2024 Request for Comment – Rule Consolidation Project – Phase 2 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet 2023 le 26 octobre 2023 Notice of Commission Deemed Approval – Housekeeping Amendments to Mutual Fund Dealer Form 1 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 26 octobre 2023 Notice of Commission Approval – Amendments to UMIR and IDPC Rules to Facilitate the Investment Industry’s Move to T+1 Settlement – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 20 octobre 2023 Request for Comment – Rule Consolidation Project – Phase 1 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 31 août 2023 Request for Comment – Proposed Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 27 juillet 2023 Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 20 juillet 2023 Request for Comment – Republication of Proposed Amendments Regarding Margin Requirements for Structured Products – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 13 juillet 2023 Request for Comment – Republication of Proposed Derivatives Rule Modernization, Stage 1 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 1 juin 2023 Notice of Commission Approval – Housekeeping Amendments to By-Law No. 1 and the Mutual Fund Dealer Rules of CIRO Regarding the Permanent Name Change of New Self-Regulatory Organization of Canada (New SRO) to CIRO – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 18 mai 2023 Notice of Commission Approval – Amendments to the Investment Dealer and Partially Consolidated Rules and Form 1 Regarding the Floating Index Margin Rate Methodology – New Self-Regulatory Organization of Canada (New SRO) Documents ouverts dans un nouvel onglet le 20 avril 2023 Request for Comment – Proposed Amendments to Facilitate the Investment Industry’s Move to T+1 Settlement – New Self-Regulatory Organization of Canada (New SRO) Documents ouverts dans un nouvel onglet le 13 avril 2023 Notice of Commission Approval – Amendments to Permit Reduced Margin for Swap Position Partial Offsets Held in Inventory – New Self-Regulatory Organization of Canada (New SRO) Documents ouverts dans un nouvel onglet le 2 mars 2023 Notice of Commission Deemed Approval – Housekeeping Amendments to Investment Dealer and Partially Consolidated Rules Regarding Margin Requirements for Securities Loan, Repurchase Agreements, and Reverse Repurchase Agreements with Term Risk – New Self-Regulatory Organization of Canada (New SRO) Documents ouverts dans un nouvel onglet
